

Financial Services Regulatory Compliance

In the fast-paced world of fnancial services, staying compliant and maintaining operational resilience are critical. This ebook offers a structured approach to simplifying compliance, boosting productivity, enhancing the customer experience, managing security costs effectively, and building resilience and trust. While compliance alone doesn’t ensure total security, it remains a top priority for executive teams because failed audits can lead to business disruptions and have serious fnancial impacts. Compliance assessments are notoriously time-consuming and resource-intensive for security teams. The shift to
perimeterless digital environments and the rise of remote work have only added to the challenge. Financial institutions must isolate their environments and ringfence regulated assets to meet standards like the Payment Card Industry Data Security Standard (PCI DSS), the Digital Operational Resilience Act (DORA), and the Society for Worldwide Interbank Financial Telecommunication (SWIFT) system. This ebook provides insights and strategies to help a fnancial institution navigate these complexities and achieve the following 5 key business objectives.
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